203 West Franklin Street
Centerville, OH 45459
Phone: 937-434-5697 or 866-401-ADVR
401 Advisor, LLC is a state regulated investment advisory firm, registered under the Investment
Advisors Act of 1940. Registration does not involve approval or supervision of the firm, or of its
practices and policies by the state of Ohio securities commission. This website is for informational
purposes only and does not constitute a complete description of our investment services or
performance. This website is in no way a solicitation or offer to sell investment advisory services
except, where applicable, in states where we are registered or where an exemption or exclusion
from such registration exists. Follow-up or individualized responses to consumers in a particular
state by an investment adviser, that involve either the effecting or attempting to effect transactions
in securities or the rendering of personalized investment advice for compensation, as the case may
be, shall not be made without first complying with the state’s investment adviser or pursuant to an
applicable state exemption or exclusion.
Information throughout this site, whether stock quotes, charts, articles, or any other statement or
statements regarding market or other financial information, is obtained from sources which we and
our suppliers believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this
information. Nothing on this website should be interpreted to state or imply that past results are in
indication of future performance. Neither our information providers nor we shall be liable for any
errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or
interruption in the transmission thereof to the user. THERE ARE NO WARRANTIES, EXPRESSED
OR IMPLIED, AS TO ACCURACY, COMPLETENESS, OR RESULTS OBTAINED FROM ANY
INFORMATION POSTED ON THIS OR ANY ‘LINKED’ WEBSITE.
External Internet Links DISCLOSURE:
At certain places on this 401 Advisor, LLC Internet site, live 'links' to other Internet addresses can
be accessed. Such external Internet addresses contain information created, published, maintained,
or otherwise posted by institutions or organizations independent of 401 Advisor, LLC. 401 Advisor,
LLC does not endorse, approve, certify, or control these external Internet addresses and does not
guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct
sequencing of information located at such addresses. Use of any information obtained from such
addresses is voluntary, and reliance on it should only be undertaken after an independent review
of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific
commercial product, process, or service by trade name, trademark, service mark, manufacturer, or
otherwise does not constitute or imply endorsement, recommendation, or favoring by 401 Advisor,
401 Advisor, LLC
A Message to our Clients:
At 401 Advisor, LLC, we have a long tradition of integrity and service, which we believe includes
protection of our client’s privacy. These are a part of our company’s core values, and are reflected
in the way we serve our clients each day. Because of our role in handling your financial
transactions, new federal legislation and regulations requires us to provide this privacy statement
and notice to describe how your personally identifiable information (“nonpublic personal
information”), which includes customer and financial information, may be collected and shared, as
well as the steps we take to protect this information from unauthorized access.
This statement and the practices it describes, apply both to current and former clients effective
October 1, 2004 and describes specifically how we handle nonpublic personal information for the
financial services 401 Advisor (or companies owned or controlled by 401 Advisor who observe
substantially the same privacy policies) provides for you personally.
We take great care to safeguard your customer information and to ensure its accuracy.
* We limit employee access to nonpublic personal information to those who need to know this
information in order to serve customer relationships. Employees are educated about the
importance of privacy in accordance with our Standards of Conduct Policy.
* We maintain physical, electronic and procedural safeguards designed to comply with all
applicable regulatory standards to guard your nonpublic personal information.
* We strive to maintain complete, current and accurate information about you and your accounts. If
you request a correction to our records, we will respond in a timely manner.
We collect client information so we are able to offer you products and enhance the service we
provide to you.
We collect and maintain nonpublic personal information in order to:
· Service your accounts and process your requests efficiently and accurately.
· Identify you and protect your accounts from unauthorized access or identity theft.
· Inform you of financial services and choices that can meet your needs now and in the future.
This information may be collected from a variety of sources, including:
· Information we receive from you on account forms, questionnaires or subscription
documents, such as your name, address, other contact and personal information and financial
· Information we receive through your transactions or experiences with 401 Advisor, such as
your account balance and securities holdings.
· Service providers who provide support services including bookkeeping and accounting
functions to help us administer your financial relationship.
We do not share nonpublic personal information with nonaffiliated third parties unless it is related to
the services you have asked us to perform or as permitted by law.
Nonpublic personal Information may be shared with nonaffiliated third parties only under limited
circumstances that may include:
· Our agents with whom we have a confidential relationship such as our counsel.
· Service providers who provide support services to help us administer your financial
They may include bookkeepers, accountants, custodians, brokers, check printers, data processing
companies, companies that prepare account statements, or companies that help us market our
products to you.
· In case of a sale, merger, exchange, transfer or other disposition of our services or business
· Other parties as permitted or required by applicable law. These parties may include, for
example, government agencies in response to subpoenas and other legal processes, consumer
reporting agencies or those with whom you have authorized us to share information.
These privacy guidelines represent the privacy practices of 401 Advisor, LLC
Your Privacy is Important to Us.
We value your privacy. Your information
is kept secure and confidential. If you
have any questions, please feel free to
1. William DeShurko is a Registered Representatives and Investment Advisor Representative of and
offers securities and advisory services through WRP Investments, Inc., member FINRA & SIPC. 401
Advisors, LLC is not affiliated with WRP Investments, Inc. Securities and advisory services are
supervised by WRP Investments, Inc. at 4407 Belmont Avenue, Youngstown, OH 44505 (330) 759-2023.
2. WRP Investments, Inc., is not affiliated with 401 Advisors, LLC, and thus, makes no representations in
©2009 401 Advisor, LLC. All rights reserved.
Our Policies and Information